Jonathan Katz

Results: 377



#Item
301Law / United States administrative law / Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Filing / Federal Register / Financial regulation / United States securities law / United States Securities and Exchange Commission / Government

June 4, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed]

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Language: English - Date: 2004-06-07 14:13:05
302Financial services / Funds / Institutional investors / Collective investment schemes / Hedge fund / Mutual fund / Portfolio manager / Investment Company Act / Registered Investment Advisor / Financial economics / Investment / Finance

May 21, 2004 U.S. Securities and Exchange Commission c/o Jonathan G. Katz Secretary 450 Fifth Street, NW Washington, DC[removed]

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Language: English - Date: 2004-05-24 15:04:05
303Finance / Institutional investors / Collective investment schemes / Hedge fund / Mutual fund / Financial adviser / Investment management / Independent Review Committee / Financial economics / Investment / Financial services

May 21, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-05-24 16:46:20
304Financial services / Funds / Collective investment schemes / Institutional investors / Hedge fund / Mutual fund / Management fee / T. Rowe Price / Stock fund / Financial economics / Investment / Finance

May 21, 2004 Mr. Jonathan G. Katz Secretary U. S. Securities and Exchange Commission 450 Fifth Street, N. W.

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Language: English - Date: 2004-05-24 15:04:29
305Financial services / Funds / Collective investment schemes / 76th United States Congress / Mutual fund / Investment management / Portfolio manager / Financial adviser / Active management / Financial economics / Investment / Finance

May 26, 2004 Jonathan G. Katz, Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C[removed]

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Language: English - Date: 2004-05-27 15:30:22
306Funds / Financial services / Financial ratios / Collective investment schemes / Mutual fund fees and expenses / Exchange-traded fund / Mutual fund / Expense ratio / A share / Financial economics / Investment / Finance

May 10, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed]

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Language: English - Date: 2004-05-12 17:29:40
307Collective investment schemes / Financial services / Mutual fund fees and expenses / Institutional investors / Mutual fund / The Vanguard Group / Financial adviser / A share / Short / Financial economics / Investment / Finance

May 10, 2004 Mr. Jonathan G. Katz, Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C[removed]Re:

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Language: English - Date: 2004-05-12 17:28:59
308Business / Financial Industry Regulatory Authority / Self-regulatory organization / U.S. Securities and Exchange Commission / Securities Exchange Act / NASDAQ / Rulemaking / United States securities law / Economy of the United States / Law

EDWARD KNIQHT EXECUTIVE VICE PRESIDENT June 14,2004 Mr. Jonathan G. Katz

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Language: English - Date: 2004-06-16 14:23:37
309Financial economics / Financial adviser / U.S. Securities and Exchange Commission / Regulatory compliance / Investment Company Act / Securities and Exchange Commission / Financial regulation / Business / Compliance and ethics program / Investment / Finance / 76th United States Congress

April 17,2003 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N. W.

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Language: English - Date: 2003-06-12 15:13:15
310Financial services / Hedge fund / Financial adviser / Registered Investment Advisor / Collective investment scheme / Offshore fund / Mutual fund / Investment Advisor / Private equity / Financial economics / Investment / Finance

30 September 2004 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W., Stop 6-9 Washington, D.C[removed]

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Language: English - Date: 2004-10-21 10:59:15
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